Terrence J. Hughes
Professional summary
Terrence Jay Hughes was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terrence is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Terrence had worked at 13 firms, which includes CENTEX SECURITIES INCORPORATED, PACIFIC CORTEZ SECURITIES INCORPORATED, BURNETT GREY & CO. INC., A. G. EDWARDS & SONS INC., FLEMMING ANDERSON COHEN & LEE INC., DEL MAR SECURITIES INC., BOUCHER OEHMKE & COMPANY, FIRST AMERICA EQUITIES CORP., ADAMS SECURITIES INC., MARSHALL DAVIS INC., CENTURY FINANCIAL SECURITIES INC., GREENTREE SECURITIES CORP., BROOKS WEINGER ROBBINS & LEEDS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1999 - January 24, 2001
CENTEX SECURITIES, INCORPORATED
May 3, 1994 - April 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
September 11, 1992 - March 15, 1994
BURNETT, GREY & CO., INC.
May 14, 1992 - July 30, 1992
A. G. EDWARDS & SONS, INC.
July 10, 1991 - May 19, 1992
CENTEX SECURITIES, INCORPORATED
June 27, 1991 - July 19, 1991
FLEMMING, ANDERSON, COHEN & LEE, INC.
September 4, 1990 - July 15, 1991
DEL MAR SECURITIES, INC.
May 23, 1990 - November 26, 1990
BOUCHER, OEHMKE & COMPANY
February 1, 1990 - August 7, 1990
FIRST AMERICA EQUITIES CORP.
November 14, 1989 - January 23, 1990
ADAMS SECURITIES, INC.
June 7, 1989 - November 28, 1989
MARSHALL DAVIS, INC.
May 16, 1989 - June 13, 1989
BURNETT, GREY & CO., INC.
December 20, 1988 - June 15, 1989
CENTURY FINANCIAL SECURITIES, INC.
January 4, 1988 - December 12, 1988
GREENTREE SECURITIES CORP.
October 24, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
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