Robert H. Perham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hanbridge Perham was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2005 - May 21, 2014
INVESTORS CAPITAL CORP.
September 30, 1998 - December 31, 2004
EASTERN POINT ADVISORS INC.
November 23, 1994 - May 21, 2014
INVESTORS CAPITAL CORP.
April 15, 1986 - October 19, 1994
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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