Brian M. Andrus

WELLSPRING FINANCIAL

South Windsor, CT

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CRD#: 1450626

Professional summary

Brian Mcsheffery Andrus, CFP® is a registered financial advisor currently at WELLSPRING FINANCIAL, LLC located in South Windsor, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Brian has worked at 8 firms and has passed the Series 65, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY- CO-OWNER WITH SPOUSE, 21 SUSANNE CIRCLE , GUILFORD CT 06437, NOT SECURITIES RELATED, MINIMAL INVOLVEMENT, DISCLOSED 6/4/12

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mcsheffery Andrus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

June 27, 2017 - Present

WELLSPRING FINANCIAL, LLC

Office #2: 21 Susanne Circle, Guilford, CT 06437

RIA

CRD#: 288023

South Windsor, CT

Past

June 14, 2016 - February 19, 2018

LIFELINE FINANCIAL, LLC

RIA

CRD#: 129327

Guilford, CT

Past

October 1, 2003 - October 7, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BRANFORD, CT

Past

July 10, 2001 - September 30, 2003

MAIN STREET MANAGEMENT COMPANY

RIA

CRD#: 547

GUILFORD, CT

Past

December 2, 1999 - September 30, 2003

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

May 11, 1999 - December 10, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

March 15, 1993 - May 4, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

June 23, 1989 - March 15, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

Past

April 19, 1988 - January 12, 1989

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Past

March 4, 1986 - March 15, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/27/2017)

IAR

Massachusetts
(10/9/2020)

IAR

New York
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/6/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WELLSPRING FINANCIAL, LLC

CRD#: 288023 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/27/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (10/9/2020 Approved)

New York

Registered Investment Advisory firm - (3/12/2018 Approved)

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Contact information

Main Address

South Windsor, CT

Mailing Address

Phone number

(860) 305-2515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	259
AUM (Assets Under Management)	$ 55,427,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Andrus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mcsheffery Andrus's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFELINE FINANCIAL, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MAIN STREET MANAGEMENT COMPANY

MAIN STREET MANAGEMENT COMPANY

AVANTAX INVESTMENT SERVICES, INC.

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

TOWER SQUARE SECURITIES, INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1999

SIE

Date: 10/7/2015

Series 6

Date: 3/3/1986

Series 26

Date: 7/6/1999

Current Firm

WELLSPRING FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLSPRING FINANCIAL, LLC

TRUST BUT VERIFY

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