Edward H. Fetzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Henry Fetzer JR, who also goes by Ed Fetzer, Edward Henry Fetzer, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2002 - January 16, 2003
C.K. COOPER & COMPANY, INC.
August 20, 1999 - February 19, 2002
LPL FINANCIAL LLC
May 27, 1997 - August 28, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 9, 1994 - May 23, 1997
CITIGROUP GLOBAL MARKETS INC.
October 17, 1988 - October 7, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1986 - October 15, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.K. COOPER & COMPANY, INC.
CRD#: 106578 / SEC#: , 8-53020
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
