Daniel X. Dunphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Xavier Dunphy was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1993 - October 30, 1993
CAMELOT INVESTMENT CORP.
May 14, 1992 - November 4, 1992
FIRST ASSET MANAGEMENT, INC.
July 1, 1991 - March 14, 1992
A.J. MICHAELS & CO., LTD.
May 23, 1991 - May 28, 1991
PAULSON INVESTMENT COMPANY LLC
April 27, 1990 - January 28, 1991
KOCHCAPITAL
December 15, 1989 - February 13, 1990
JOSEPHTHAL & CO., INC.
November 11, 1989 - January 30, 1990
J F LOWE & COMPANY INCORPORATED
May 19, 1989 - June 23, 1989
WILLIAM M. CADDEN & CO., INC.
September 25, 1987 - March 10, 1989
INVESTORS CENTER, INC.
June 26, 1987 - September 11, 1987
J. T. MORAN & CO., INC.
March 19, 1986 - June 30, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMELOT INVESTMENT CORP.
CRD#: 21925 / SEC#: , 8-39375
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
