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JB

Jerry W. Burch

Some features on this profile are disabled
CRD#: 1450138
JB

Professional summary

Jerry William Burch was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerry is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Jerry had worked at 7 firms, which includes WBB SECURITIES LLC, PACIFIC AMERICAN SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, PRUCO SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 17, 2004 - May 5, 2011

WBB SECURITIES, LLC

RIA
CRD#: 118440
NEWPORT COAST, CA
Past

February 27, 2002 - May 5, 2011

WBB SECURITIES, LLC

BD
CRD#: 118440
NEWPORT COAST, CA
Past

March 20, 2000 - February 22, 2002

PACIFIC AMERICAN SECURITIES, LLC

BD
CRD#: 42999
SAN DIEGO, CA
Past

December 4, 1991 - March 14, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 5, 1990 - November 19, 1991

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 11, 1988 - March 26, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 25, 1986 - April 11, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

February 19, 1986 - April 28, 1986

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/5/1986
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/1/2001
Registered Options Principal Examination

Current Firm

WS
WBB SECURITIES, LLC
WBB SECURITIES, LLC | WESTFIELD BAKERINK BROZAK, LLC

CRD#: 118440 / SEC#: , 8-53660

Arkansas
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)
California
Registered Investment Advisory firm - SEC (6/17/2004 Approved)
Connecticut
Registered Investment Advisory firm - SEC (12/13/2022 Terminated)
Florida
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)
Missouri
Registered Investment Advisory firm - SEC (1/5/2018 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (7/13/2006 Approved)
New York
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)
Oregon
Registered Investment Advisory firm - SEC (10/16/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)
Utah
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
20 Commerce Dr Suite 135, Cranford, NJ 07016
Mailing Address
3111 Camino Del Rio N #400, San Diego, CA 92108
Phone number
(858) 592-9901
Established
New Jersey since 07/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BROZAK, DEJEAN & ASSOCIATES, LLCOWNER
BROZAK, STEPHEN GILBERTPAUL IIIPRESIDENT, CEO, MANAGING MEMBER1539206
MILLER, MATTHEWTRADING PRINCIPAL, MUNICIPAL SECS PRINCIPAL, OPTIONS PRINCIPAL2229977
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER2210435
THORNTON, STEVEN LEEFINOP4496384

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WBB SECURITIES, LLC

CRD#: 118440

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