Sandra L. Fey-sutton
Professional summary
Sandra Lee Fey-sutton, who also goes by Sandy Lee Fey, Sandra L. Fey-sutton, Sandra L. F. Sutton, Sandra L.f. Sutton, Sandra Lee Sutton, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Seattle, Washington.
Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Sandra has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Lee Fey-sutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2012 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 601 Union Street Suite 4242, Seattle, WA 98101September 3, 2010 - April 1, 2013
PARAGON INVESTMENT MANAGEMENT INC
September 20, 2000 - March 14, 2005
CITIGROUP GLOBAL MARKETS INC.
June 25, 1996 - July 7, 2000
TD AMERITRADE, INC.
February 10, 1990 - August 31, 1994
CITIGROUP GLOBAL MARKETS INC.
August 14, 1989 - January 30, 1990
DAIN RAUSCHER INCORPORATED
July 28, 1986 - October 25, 1989
NATIONAL SECURITIES CORPORATION
January 28, 1986 - March 20, 1986
WADDELL & REED
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2024)
(12/19/2012)
Exams
Series 8
Date: 7/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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