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VZ

Victoria B. Zachwieja

CRD#: 1449966
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VZ
Victoria Bronislava Zachwieja

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victoria Bronislava Zachwieja, who also goes by VIckie Jarembek, Victoria Bronislava Jarembek, Victoria B Skowronski, Victoria Bronislava Zach, Victoria B Zachwieja, was a registered financial professional .

Victoria is a previously registered financial professional and started their career in finance in 1986. Victoria had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vickie Jarembek | Victoria Bronislava Jarembek | Victoria B Skowronski | Victoria Bronislava Zach | Victoria B Zachwieja

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 2, 2025 - December 31, 2025

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
East Aurora, NY
Past

January 2, 2009 - December 31, 2024

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Lenox, MA
Past

June 4, 2005 - January 6, 2009

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
AMHERST, NY
Past

November 12, 2002 - May 26, 2005

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

June 26, 2000 - October 30, 2002

M&T SECURITIES, INC.

BD
CRD#: 17358
BALTIMORE, MD
Past

July 7, 1994 - May 5, 2000

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

November 13, 1991 - June 28, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

February 5, 1986 - November 25, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

February 5, 1986 - November 25, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/5/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LS
LASALLE ST SECURITIES, L.L.C.
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Phone number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures


Regulatory Event15
Arbitration4
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

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