Marc N. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Neil Siegel was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1986. Marc had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2004 - January 6, 2005
SKYEBANC, INC.
February 13, 2002 - May 14, 2002
FIRST COLONIAL SECURITIES
February 26, 2001 - December 18, 2001
FIRST COLONIAL SECURITIES
September 9, 1998 - October 16, 2002
VFINANCE INVESTMENTS, INC
June 20, 1997 - December 15, 1998
GRADY AND HATCH & COMPANY, INC.
January 31, 1997 - July 8, 1997
THINKEQUITY LLC
September 10, 1993 - February 6, 1997
COMMONWEALTH ASSOCIATES
January 23, 1986 - September 16, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/28/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 11/26/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SKYEBANC, INC.
CRD#: 44164 / SEC#: , 8-50562
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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