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JV

Joseph A. Ventura

EDEN ADVISORY SERVICES
ALBANY, NY 12205
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CRD#: 1449623
JV

Professional summary


Joseph Andrew Ventura is a registered financial advisor currently at EDEN ADVISORY SERVICES, LLC located in Albany, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joseph has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 4 HRS/MONTH 2) PERSONAL REAL ESTATE, 2 HRS/MONTH 3) ASHLEY'S FARM STAND, 4 HRS/MONTH 4) CREATIVE FINANCIAL DESIGNS, INC, IAR

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Joseph Andrew Ventura's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 10, 2022 - Present

EDEN ADVISORY SERVICES, LLC

Office #1: 187 Wolf Rd Suite 300, Albany, NY 12205
RIA
CRD#: 277083
ALBANY, NY
Past

February 12, 2013 - December 31, 2013

CFD INVESTMENTS, INC.

BD
CRD#: 25427
COHOES, NY
Past

June 23, 2010 - February 4, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
ALBANY, NY
Past

May 27, 2009 - February 4, 2011

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ALBANY, NY
Past

February 21, 2006 - May 26, 2009

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LATHAM, NY
Past

February 21, 2006 - May 26, 2009

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LATHAM, NY
Past

October 17, 1997 - February 17, 2006

OSAIC WEALTH, INC.

BD
CRD#: 23131
LATHAM, NY
Past

October 6, 1995 - October 20, 1997

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

February 20, 1986 - October 25, 1995

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/10/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/1/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2007
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1997
General Securities Principal Examination
Principal/Supervisory Exam

Current Firm


EA
EDEN ADVISORY SERVICES, LLC
EDEN ADVISORY SERVICES, LLC

CRD#: 277083 / SEC#:

New York
Registered Investment Advisory firm - (1/10/2022 Approved)
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Contact information


Main Address
187 Wolf Rd Suite 300, Albany, NY 12205
Mailing Address
Phone number
(518) 203-8833
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts385
AUM (Assets Under Management)$ 23,290,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EDEN ADVISORY SERVICES, LLC

CRD#: 277083Albany, NY 12205

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