Bruce E. Russo

RUSSO INVESTMENT MANAGEMENT

Cincinnati, OH

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CRD#: 1449565

Professional summary

Bruce Edward Russo is a registered financial advisor currently at RUSSO INVESTMENT MANAGEMENT located in Cincinnati, Ohio.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Bruce has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Russo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2006 - Present

RUSSO INVESTMENT MANAGEMENT

RIA

CRD#: 107164

Cincinnati, OH

Past

January 14, 1986 - March 20, 1987

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/13/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RUSSO INVESTMENT MANAGEMENT

RUSSO BRUCE EDWARD | RUSSO INVESTMENT MANAGEMENT

CRD#: 107164 / SEC#: 801-50035

RIA

Registered Investment Advisory firm - (10/3/2000 Terminated)

Ohio

Registered Investment Advisory firm - (12/22/1999 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 720-7838

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 13,990,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce E. Russo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Russo's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUSSO INVESTMENT MANAGEMENT

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2002

Series 63

Date: 1/13/1986

Series 6

Date: 1/13/1986

Current Firm

RUSSO INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUSSO INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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