TH
Thomas E. Hoffman
CAPITAL ANALYSTS
Braintree, MA 02184
Some features on this profile are disabled
CRD#: 1449415
TH
Professional summary
Thomas Ehrler Hoffman, AIF® is a registered financial advisor currently at CAPITAL ANALYSTS located in Braintree, Massachusetts and LINCOLN INVESTMENT located in Braintree, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAPITAL ANALYSTS OF NEW ENGLAND POSITION: PARTNER NATURE: INVESTMENTS INVESTMENT RELATED: YES NUMBER OF HOURS: 240 INVESTMENT RELATED HOURS: 130 START DATE: 06/01/1985 ADDRESS: 1266 FURNACE BROOK PKWY, QUINCY MA 02169 DESCRIPTION: SALES AND SERVICE OF FIXED LIFE INSURNACE PRODUCTS SOUTH SHORE SPECIAL NEEDS ATHLETIC PARTNERSHIP POSITION: founding board member and treasurer NATURE: non profit support for special needs INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/07/2014 ADDRESS: PO Box 48, KAF Financial, Hingham MA 02043 DESCRIPTION: maintain all financial records, collect fees, pay all bills, THOMAS E HOFFMAN POSITION: self employed tax preparer for family and friends NATURE: tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 3 Sherman Way, Hingham MA 02043, United States DESCRIPTION: prepare Federal and state tax returns HINGHAM 4TH OF JULY PARADE COMMITTEE POSITION: chair of the 50 flags sub committee and parade committee member NATURE: committee raises funds and operates 4th of July Parade INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/04/2015 ADDRESS: c/o Hingham Town Hall, 230 Central Street, Hingham MA 02043, United States DESCRIPTION: promote and install 50 flags at business and residences to raise funds to help pay for the parade CHAPPAQUIDDICK BEACH CLUB, INC POSITION: Past Board Member, Past Treasurer, Chair, Finance and Investment Committee NATURE: non profit private beach club INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2016 ADDRESS: 37 Chappy Road, Edgartown MA 02539, United States DESCRIPTION: quarterly conference calls, read meeting minutes, three in person board meetings per year HINGHAM YOUTH FOOTBALL POSITION: Past President and Treasurer, now serving as advisor to President and Board. Assistant football coach NATURE: youth football INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 02/15/2012 ADDRESS: PO Box 297, Hingham MA 02043, United States DESCRIPTION: Oversee the operation of a youth football organization with 185 tackle players, 280 flag players, 55 cheerleaders and 90 parent volunteer coaches and board members. TOWN OF HINGHAM VETERANS COUNCIL POSITION: council member, volunteer with projects supporting needy veterans NATURE: assist Veterans Service Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2022 ADDRESS: 210 Central St, Hingham MA 02043, United States DESCRIPTION: plant flags on veterans graves in May, wreaths in December, coordinate a Christmas gift bag program MASS FALLEN HEROES POSITION: Member of the host committee NATURE: support vets and Gold Star Families INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 12 Channel Street, Boston MA 02210, United States DESCRIPTION: raise funds to support the great works of the organization. Volunteer at the warehouse prepping for a once a month sale attended by 500 or more folks
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Ehrler Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2012 - Present
CAPITAL ANALYSTS
Office #1: 35 Braintree Hill Office Park Suite 102, Braintree, MA 02184RIA
CRD#: 162200
Braintree, MA
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 35 Braintree Hill Office Park Suite 400 & 405, Braintree, MA 02184RIA
BD
CRD#: 519
Braintree, MA
Past
May 1, 1997 - July 8, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
September 28, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 22, 1986 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
BRAINTREE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2016)
RR
California(6/1/2012)
RR
Connecticut(6/1/2012)
RR
Delaware(12/23/2014)
RR
Florida(6/2/2012)
RR
Georgia(8/28/2020)
RR
Illinois(1/4/2019)
RR
Indiana(1/4/2019)
RR
Kentucky(1/2/2024)
RR
Maine(6/1/2012)
RR
Maryland(6/1/2012)
RR
Massachusetts(6/1/2012)
IAR
Massachusetts(9/18/2012)
RR
Michigan(8/18/2022)
RR
Missouri(1/4/2019)
RR
Nebraska(1/5/2017)
RR
New Hampshire(6/1/2012)
RR
New Jersey(6/1/2012)
RR
New York(6/1/2012)
RR
North Carolina(6/1/2012)
RR
Pennsylvania(6/1/2012)
RR
Rhode Island(6/1/2012)
RR
Vermont(6/1/2012)
RR
Virginia(6/1/2012)
RR
Washington(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ANALYSTS
CRD#: 162200Braintree, MA 02184TRUST BUT VERIFY
Monitor Thomas Hoffman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
