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Todd E. Taylor
CADENT CAPITAL ADVISORS
Tulsa, OK 74137
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CRD#: 1449302
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Professional summary
Todd Eugene Taylor, CFP® is a registered financial advisor currently at CADENT CAPITAL ADVISORS, LLC located in Tulsa, Oklahoma.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Todd has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner of an investment property that is used as a rental home in Hilton Head, SC. He receives occasional rental income from this property. Todd Eugene Taylor is a licensed insurance agent. From time to time, he will offer clients advice or products from these activities. Clients should be aware that these services may pay a commission and involve a possible conflict of interest, as commissionable products can conflict with fiduciary duties of a registered investment adviser. Cadent Capital Advisors, LLC always acts in the best interest of the client, including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Cadent Capital Advisors, LLC in their capacity as a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Eugene Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2017 - Present
CADENT CAPITAL ADVISORS, LLC
Office #1: 4525 East 91st Street, Tulsa, OK 74137RIA
CRD#: 169704
Tulsa, OK
Past
November 26, 1990 - November 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TULSA, OK
Past
November 26, 1990 - November 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TULSA, OK
Past
February 15, 1988 - December 13, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
January 22, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC
CRD#: 169704 / SEC#: 801-78860
RIA
Registered Investment Advisory firm - (12/2/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2017)
IAR
Oklahoma(1/3/2017)
IAR
Texas(1/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC
CRD#: 169704 / SEC#: 801-78860
RIA
Registered Investment Advisory firm - (12/2/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 East 91st Street, Tulsa, OK 74137
Mailing Address
Phone number
(918) 935-3450
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,315 |
| AUM (Assets Under Management) | $ 651,008,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CADENT CAPITAL ADVISORS, LLC
CRD#: 169704Tulsa, OK 74137TRUST BUT VERIFY
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