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RK

Robert J. Klysen

Some features on this profile are disabled
CRD#: 1449136
RK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert John Klysen was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WORKS CONCURRENTLY AS A RIA REPRESENTATIVE OF HAESE FINANCIAL GROUP, INC AND AS A REGISTERED PRINCIPAL OF SUPERIOR FINANCIAL SERVICES, INC.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 3, 2001 - December 31, 2023

HAESE FINANCIAL GROUP INC

RIA
CRD#: 108980
MILWAUKEE, WI
Past

October 1, 2001 - December 31, 2023

SUPERIOR FINANCIAL SERVICES,INC.

BD
CRD#: 104165
MILWAUKEE, WI
Past

June 25, 1991 - October 1, 2001

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
BLOOMINGTON, IL
Past

January 12, 1990 - June 25, 1991

PLANNED INVESTMENTS INC.

BD
CRD#: 5066
ATLANTA, GA
Past

January 5, 1990 - January 29, 1990

HARBOUR INVESTMENTS, INC.

BD
CRD#: 19258
MADISON, WI
Past

July 25, 1989 - January 10, 1990

DREHER & ASSOCIATES, INC.

BD
CRD#: 8665
OAKBROOK TERRACE, IL
Past

January 21, 1986 - August 1, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2002
General Securities Principal Examination

Current Firm

HF
HAESE FINANCIAL GROUP INC
HAESE FINANCIAL GROUP INC

CRD#: 108980 / SEC#: 801-57602

RIA
Registered Investment Advisory firm - (3/15/2004 Terminated)
Georgia
Registered Investment Advisory firm - (5/13/2011 Approved)
Illinois
Registered Investment Advisory firm - (5/16/2017 Approved)
Wisconsin
Registered Investment Advisory firm - (3/15/2004 Approved)
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Contact information

Main Address
N168 W21931 Main Street, Jackson, WI 53037
Mailing Address
Po Box 139, Jackson, WI 53037
Phone number
(262) 677-8106
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAESE FINANCIAL GROUP INC

CRD#: 108980

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