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Paul Gibson Little

CRD# 1449006·Registered 1986 - 2013
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Gibson Little was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1986 - 2013. Paul had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

DELTA SECURITIES COMPANY, LLC·CRD# 130577
BD
Maitland, FL
June 20, 2013 - November 8, 2013
CERTIFIED ADVISORY CORP·CRD# 120990
RIA
Panama City Beach, FL
November 29, 2005 - November 13, 2013
SIGNATURE ESTATE SECURITIES, LLC·CRD# 18923
BD
Panama City Beach, FL
October 19, 2005 - November 13, 2013
J.W. COLE FINANCIAL, INC.·CRD# 124583
BD
Tampa, FL
September 5, 2003 - October 10, 2005
J. W. COLE ADVISORS, INC.·CRD# 112294
RIA
Panama City Beach, FL
March 21, 2003 - October 10, 2005
JONATHAN ROBERTS FINANCIAL GROUP, INC.·CRD# 46285
BD
Tampa, FL
March 14, 2003 - September 5, 2003
MEDALLION INVESTMENT SERVICES, INC.·CRD# 45314
BD
Severna Park, MD
March 30, 1999 - March 27, 2003
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
November 14, 1997 - April 7, 1999
ORBITEX FUNDS DISTRIBUTOR, INC.·CRD# 41453
BD
Stamford, CT
June 20, 1997 - November 14, 1997
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
January 3, 1997 - June 4, 1997
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 10, 1992 - December 31, 1996
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
March 2, 1992 - April 11, 1992
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
January 7, 1991 - February 24, 1992
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 5, 1988 - January 10, 1991
POWER SECURITIES CORPORATION·CRD# 15527
BD
May 19, 1988 - December 17, 1988
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
January 22, 1986 - April 24, 1987

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Current Firm

DS
DELTA SECURITIES COMPANY, LLC

DELTA SECURITIES COMPANY, LLC | MAITLAND SECURITIES, INC.

CRD#: 130577 / SEC#: 8-66364
BD
Terminated by SEC on 03/19/2022

Contact Information

Established

Florida since 08/12/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DELTA FINANCIAL HOLDINGS COMPANY, LLCOWNER—
JOHNSON, MEGAN REBECCACCO6911479
SAVALLO, LAWRENCE JAMESFINOP1195178

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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