Paul G. Little
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Gibson Little was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2013 - November 8, 2013
DELTA SECURITIES COMPANY, LLC
November 29, 2005 - November 13, 2013
CERTIFIED ADVISORY CORP
October 19, 2005 - November 13, 2013
SIGNATURE ESTATE SECURITIES, LLC
September 5, 2003 - October 10, 2005
J.W. COLE FINANCIAL, INC.
March 21, 2003 - October 10, 2005
J. W. COLE ADVISORS, INC.
March 14, 2003 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
March 30, 1999 - March 27, 2003
MEDALLION INVESTMENT SERVICES, INC.
November 14, 1997 - April 7, 1999
SECURITIES SERVICE NETWORK, LLC
June 20, 1997 - November 14, 1997
ORBITEX FUNDS DISTRIBUTOR, INC.
January 3, 1997 - June 4, 1997
SECURITIES AMERICA, INC.
April 10, 1992 - December 31, 1996
SECURITIES AMERICA, INC.
March 2, 1992 - April 11, 1992
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 7, 1991 - February 24, 1992
A. G. EDWARDS & SONS, INC.
December 5, 1988 - January 10, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 19, 1988 - December 17, 1988
POWER SECURITIES CORPORATION
January 22, 1986 - April 24, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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