Richard M. Schilleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Matlock Schilleman, who also goes by Matt Schilleman, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2008 - September 7, 2012
STERLING ENTERPRISES GROUP, INC.
June 30, 2005 - November 5, 2008
PEAK SECURITIES CORPORATION
July 2, 2003 - August 5, 2003
NOWTRADE, CORP.
September 27, 2001 - November 8, 2001
NOWTRADE, CORP.
February 21, 2001 - June 5, 2001
METROPOLITAN INVESTMENT SECURITIES, INC.
April 10, 2000 - June 19, 2000
INTERFIRST CAPITAL CORPORATION
November 24, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
January 28, 1992 - November 10, 1999
FOX & COMPANY INVESTMENTS INC.
December 27, 1985 - July 11, 1990
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STERLING ENTERPRISES GROUP, INC.
CRD#: 44915 / SEC#: , 8-50876
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
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