Gregory A. Slemp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Slemp, who also goes by Greg Slemp, Gregory Slemp, Gregroy Alan Slemp, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2009 - April 27, 2017
U.S. INVESTORS INTERNATIONAL
October 31, 2005 - December 11, 2006
OSAIC SERVICES, INC.
January 27, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 1, 1996 - December 8, 1999
WALNUT STREET SECURITIES, INC.
October 26, 1989 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
February 11, 1988 - October 9, 1989
PAN-WEST CAPITAL CORP.
March 12, 1987 - February 23, 1988
COOPERATIVE FINANCIAL PLANNERS, LTD.
October 7, 1986 - February 22, 1988
CETERA WEALTH SERVICES, LLC
January 21, 1986 - October 16, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. INVESTORS INTERNATIONAL
CRD#: 117446 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
