Robert V. Kromer

RK RETIREMENT SOLUTIONS LLC

Sun City West, AZ

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CRD#: 1448765

Professional summary

Robert Vincent Kromer JR, who also goes by Bob Kromer Jr, is a registered financial advisor currently at RK RETIREMENT SOLUTIONS LLC located in Sun City West, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Kromer Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIDWEST FINANCIAL GROUP, INC. - INSURANCE SALES - AGENT - START DATE: 10/1994 - ADDRESS: 14419 W VIA MANANA, SUN CITY WEST AZ 85375 Rental Properties POSITION: Joint Owner NATURE: Rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 8/2001 ADDRESS: 13018 Sprandel Rd, Finlayson MN 55735 DESCRIPTION: We have two townhouses we rent out.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vincent Kromer JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2017 - Present

RK RETIREMENT SOLUTIONS LLC

RIA

CRD#: 289018

Sun City West, AZ

Past

January 5, 2015 - August 15, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SUN CITY WEST, AZ

Past

July 17, 2014 - August 15, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

SUN CITY WEST, AZ

Past

June 16, 2011 - August 13, 2014

DALTON STRATEGIC INVESTMENT SERVICES INC.

CRD#: 23485

FINLAYSON, MN

Past

October 31, 2003 - June 16, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

FINLAYSON, MN

Past

September 6, 2000 - November 4, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

March 7, 1996 - October 5, 2000

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 15, 1994 - March 4, 1996

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

April 19, 1993 - August 15, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 5, 1992 - January 27, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 5, 1992 - January 27, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 24, 1985 - January 6, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/21/2017)

IAR

Minnesota
(8/22/2017)

IAR

Texas
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/15/1998

General Securities Principal Examination

Current Firm

RK RETIREMENT SOLUTIONS LLC

CRD#: 289018 / SEC#:

Arizona

Registered Investment Advisory firm - (8/21/2017 Approved)

Minnesota

Registered Investment Advisory firm - (7/12/2017 Approved)

Texas

Registered Investment Advisory firm - (6/9/2025 Conditional Restricted)

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Contact information

Main Address

Sun City West, AZ

Mailing Address

Phone number

(888) 233-0817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 18,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert V. Kromer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vincent Kromer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

DALTON STRATEGIC INVESTMENT SERVICES INC.

WORKMAN SECURITIES CORPORATION

USALLIANZ SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

TOWER SQUARE SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2014

Series 63

Date: 12/23/1985

SIE

Date: 8/15/2017

Series 7

Date: 8/5/1997

Series 6

Date: 12/21/1985

Series 24

Date: 1/15/1998

Current Firm

RK RETIREMENT SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RK RETIREMENT SOLUTIONS LLC

TRUST BUT VERIFY

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