Paul E. Tichy

STILES FINANCIAL SERVICES

Edina, MN 55439

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CRD#: 1448730

Professional summary

Paul E Tichy, AIF®, who also goes by Paul Edward Tichy, is a registered financial advisor currently at STILES FINANCIAL SERVICES, INC. located in Edina, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Paul has worked at 16 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Edward Tichy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.ORONO BASEBALL ASSOC, MAPLE PLAIN, MN, 10/2011 AS BOARD MEMBER. NIR - 2 HR/MO - 0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul E Tichy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 3, 2016 - Present

STILES FINANCIAL SERVICES, INC.

Office #1: 7505 Metro Blvd Suite 510, Edina, MN 55439

RIA

CRD#: 117023

Edina, MN

Past

June 17, 2016 - May 11, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Edina, MN

Past

June 17, 2016 - May 11, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

EDINA, MN

Past

March 17, 2015 - April 5, 2016

FISHER INVESTMENTS

RIA

CRD#: 107342

ORONO, MN

Past

November 27, 2013 - December 11, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS PARK, MN

Past

November 27, 2013 - December 11, 2014

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS PARK, MN

Past

September 8, 2011 - November 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MINNEAPOLIS, MN

Past

September 7, 2011 - November 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MINNEAPOLIS, MN

Past

July 29, 2011 - August 18, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MINNEAPOLIS, MN

Past

April 9, 2010 - June 9, 2011

COWEN AND COMPANY

CRD#: 7616

CHICAGO, IL

Past

June 1, 2009 - April 12, 2010

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

June 1, 2009 - April 12, 2010

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MINNEAPOLIS, MN

Past

February 14, 2004 - May 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MINNEAPOLIS, MN

Past

November 20, 2003 - May 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MINNEAPOLIS, MN

Past

April 16, 2003 - November 12, 2003

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

May 22, 2001 - November 15, 2002

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

November 1, 1999 - May 11, 2001

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 6, 1998 - December 8, 1999

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

July 19, 1996 - April 6, 1998

WESSELS, ARNOLD & HENDERSON, L.L.C.

CRD#: 17914

MINNEAPOLIS, MN

Past

November 6, 1987 - August 10, 1989

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

May 14, 1987 - October 27, 1987

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Past

February 17, 1987 - April 14, 1987

ALLIED CAPITAL GROUP, INC.

CRD#: 13146

Past

October 24, 1986 - February 20, 1987

SECURITIES USA, INC.

CRD#: 14799

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STILES FINANCIAL SERVICES, INC.

STILES FINANCIAL SERVICES INCORPORATED | STILES FINANCIAL SERVICES, INC.

CRD#: 117023 / SEC#: 801-110176

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1996

General Securities Representative Examination

Current Firm

STILES FINANCIAL SERVICES, INC.

STILES FINANCIAL SERVICES INCORPORATED | STILES FINANCIAL SERVICES, INC.

CRD#: 117023 / SEC#: 801-110176

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

7505 Metro Blvd Suite 510, Edina, MN 55439

Mailing Address

Phone number

(952) 988-0452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STILES FINANCIAL SERVICES ADV 2A PORTFOLIO INV MGMT (11/26/2025)

STILES FINANCIAL SERVICES ADV 2A CORP RETIREMENT PLANS (11/26/2025)

STILES FINANCIAL SERVICES ADV 2A FINANCIAL PLANNING (11/26/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 439,250,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul E. Tichy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul E Tichy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FISHER INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

COWEN AND COMPANY

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JANNEY MONTGOMERY SCOTT LLC

PIPER SANDLER & CO.

COWEN AND COMPANY

RBC CAPITAL MARKETS, LLC

WESSELS, ARNOLD & HENDERSON, L.L.C.

IFMG SECURITIES, INC.

KEMPER FINANCIAL SERVICES, INC.

ALLIED CAPITAL GROUP, INC.

SECURITIES USA, INC.

Primary Firm SEC Registration

STILES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2004

Series 63

Date: 7/30/1996

Series 7TO

Date: 1/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1996

Current Firm

STILES FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STILES FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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