Eugene L. Cleaves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Lee Cleaves III, who also goes by Eugene Cleaves, Gene L Cleaves, Gene Lee Cleaves III, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1989. Eugene had worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2018 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
August 23, 2001 - January 8, 2014
WEEDEN & CO.L.P.
October 27, 2000 - January 4, 2001
MINT BROKERS
October 27, 2000 - January 4, 2001
CANTOR FITZGERALD & CO.
January 14, 1999 - July 6, 2000
MIZUHO SECURITIES USA LLC
May 6, 1998 - September 25, 1998
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
February 20, 1997 - April 9, 1998
CITICORP SECURITIES, INC.
March 18, 1996 - September 5, 1996
SBC WARBURG DILLON READ INC.
July 6, 1992 - March 18, 1996
SANWA SECURITIES (USA) CO., L.P.
August 21, 1989 - November 27, 1989
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/12/2001
Limited Representative-Equity Trader ExamCurrent Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
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