Darin Demizio
Professional summary
Darin Demizio was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darin is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Darin had worked at 2 firms, which includes MS SECURITIES SERVICES INC., MORGAN STANLEY & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2003 - October 11, 2007
MS SECURITIES SERVICES INC.
December 6, 1996 - October 11, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MS SECURITIES SERVICES INC.
CRD#: 14276 / SEC#: , 8-26804
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY & CO. LLC | SHAREHOLDER | |
| ASSOMULL, MOHIT ASHOK | DIRECTOR | 3103550 |
| KELLEHER, THOMAS C | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5746390 |
| LUPETIN, SERGIO JOSEPH | CHIEF FINANCIAL OFFICER | 1221963 |
| MCEVOY, GRAEME | CHIEF OPERATIONS OFFICER | 5595318 |
| MEATES, HELEN THERESE | DIRECTOR | 2271715 |
| RICHTER, ROSEANNE NANCY | CHIEF COMPLIANCE OFFICER | 1771193 |
| WIPF, THOMAS GEORGE | DIRECTOR | 1559273 |
Disclosures
| Regulatory Event | 1 |
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