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Bradley Squires

CRD# 1448613·Registered 1986 - 1988
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Squires was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1986 - 1988. Bradley had worked at 4 firms and has passed the Series 63, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PFG SECURITIES, INC.·CRD# 15401
BD
March 31, 1988 - October 27, 1988
BILTMORE EQUITIES & SECURITIES, LTD.·CRD# 16090
BD
September 9, 1987 - March 8, 1988
HYER, BIKSON & HINSEN, INC.·CRD# 15141
BD
February 4, 1987 - September 23, 1987
O. R. SECURITIES, INC.·CRD# 10216
BD
February 22, 1986 - February 26, 1987

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Current Firm

PS
PFG SECURITIES, INC.

PFG SECURITIES, INC.

CRD#: 15401 / SEC#: 8-32122
BD
Terminated by FINRA on 09/05/1989

Contact Information

Established

Washington since 10/22/1984

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1987About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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