Carla J. Davi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carla Jean Davi, who also goes by Carla Jean Karrasch, Carla Karrasch, was a registered financial professional .
Carla is a previously registered financial professional and started their career in finance in 1987. Carla had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2014 - April 14, 2015
INSPEREX LLC
December 16, 2011 - January 10, 2013
FIRST ANALYSIS SECURITIES CORPORATION
November 1, 2010 - November 2, 2010
COWEN PRIME SERVICES LLC
November 1, 2010 - December 2, 2011
MF GLOBAL INC.
August 12, 2009 - November 2, 2010
SANDERS MORRIS LLC
April 6, 2009 - July 1, 2009
JESUP & LAMONT SECURITIES CORP
January 28, 2008 - March 11, 2009
NEXT GENERATION EQUITY RESEARCH LLC
April 3, 1998 - October 12, 2007
CITIGROUP GLOBAL MARKETS INC.
September 19, 1994 - September 1, 1998
SALOMON BROTHERS INC.
March 25, 1987 - September 9, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/7/2002
Limited Representative-Equity Trader ExamCurrent Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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