Steven W. Devito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven William Devito was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 21 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - July 19, 2016
CROSS POINT CAPITAL LLC
September 13, 2012 - February 18, 2015
HALEN CAPITAL
March 22, 2012 - August 8, 2012
MATRIX CAPITAL GROUP, INC.
April 4, 2011 - March 22, 2012
HALEN CAPITAL
August 25, 2010 - April 1, 2011
NEWOAK CAPITAL MARKETS LLC
July 8, 2010 - November 11, 2010
SMITH POINT CAPITAL LTD
June 3, 2009 - June 24, 2010
NORTHEAST SECURITIES, LLC
February 26, 2009 - June 2, 2009
SUMMIT SECURITIES GROUP LLC
June 4, 2007 - September 26, 2008
TD WEALTH MANAGEMENT SERVICES INC.
July 7, 2006 - April 27, 2007
CAROLINA CAPITAL MARKETS, INC.
September 29, 2005 - June 9, 2006
CANTOR FITZGERALD & CO.
September 3, 2002 - September 12, 2005
COUNTRYWIDE SECURITIES CORPORATION
March 20, 2002 - September 11, 2002
NATIVE AMERICAN SECURITIES COMPANY, INC.
June 22, 2000 - September 11, 2002
DUPONT SECURITIES GROUP, INC.
February 19, 1997 - June 14, 2000
FIRST EMPIRE SECURITIES, INC.
April 4, 1996 - February 18, 1997
VINING-SPARKS IBG, LLC
August 15, 1994 - April 12, 1996
WELLS FARGO CLEARING SERVICES, LLC
October 11, 1992 - August 17, 1994
CIBC WORLD MARKETS CORP.
November 5, 1990 - October 20, 1992
FIRST EMPIRE SECURITIES, INC.
September 27, 1988 - August 14, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 27, 1988 - August 14, 1989
EQUITABLE ADVISORS, LLC
October 5, 1987 - July 18, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 28, 1986 - September 5, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROSS POINT CAPITAL LLC
CRD#: 136223 / SEC#: , 8-66989
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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