John E. Mansfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Everett Mansfield was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1990 - December 13, 2005
FIRST OKLAHOMA FINANCIAL PLANNERS, INC.
April 6, 1989 - June 29, 2020
AVANTAX ADVISORY SERVICES
August 20, 1987 - June 29, 2020
AVANTAX INVESTMENT SERVICES, INC.
May 15, 1987 - August 31, 1987
SECURITIES NETWORK, INC.
January 30, 1986 - May 15, 1987
UAN INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
