Michael P. Lanigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Peter Lanigan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
October 4, 2011 - July 25, 2012
MIZUHO SECURITIES USA LLC
April 16, 2010 - September 21, 2011
CITADEL SECURITIES LLC
May 18, 2009 - March 16, 2010
ICP SECURITIES LLC
May 7, 2001 - May 29, 2008
J.P. MORGAN SECURITIES INC.
January 21, 1986 - May 23, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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