Denise S. Downard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Sutton Downard, who also goes by Denise Louise Lee, Denise Louise Sutton, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1986. Denise had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - December 9, 2025
GREENPORT FINANCIAL ADVISERS INC.
October 11, 2011 - December 7, 2015
LPL FINANCIAL LLC
October 11, 2011 - December 7, 2015
LPL FINANCIAL LLC
September 15, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
August 27, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
November 8, 1988 - August 3, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1987 - February 26, 1988
BEACHWOOD INVESTMENT CORPORATION
January 7, 1987 - April 22, 1987
AMERIPRISE ADVISOR SERVICES, INC.
February 19, 1986 - March 17, 1986
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREENPORT FINANCIAL ADVISERS INC.
CRD#: 105328 / SEC#: 801-35397
Contact information
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 72,079,935 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
