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Denise S. Downard

GREENPORT FINANCIAL ADVISERS
Minerva, OH 44657
Some features on this profile are disabled
CRD#: 1448127
DD

Professional summary


Denise Sutton Downard, who also goes by Denise Louise Lee, Denise Louise Sutton, is a registered financial advisor currently at GREENPORT FINANCIAL ADVISERS INC. located in Minerva, Ohio.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Denise has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Denise Louise Lee | Denise Louise Sutton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER - EMPLOYEE BENEFIT CONSULTING - EMPLOYEE BENEFIT DESIGN, LLC - CONSULTING BUSINESS IN DESIGN OF EMPLOYEE BENEFIT PLANS. I HAVE NOT DONE ANY BUSINESS IN THIS CAPACITY SINCE DECEMBER 2007, HOWEVER THE BUSINESS IS STILL LICENSED WITH THE STATE OF OHIO AS LLC.13945 GEORGETOWN STREET, PARIS, OH 44669

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Denise Sutton Downard's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2016 - Present

GREENPORT FINANCIAL ADVISERS INC.

Office #1: 127 North Market Ave Nw, Minerva, OH 44657
RIA
CRD#: 105328
Minerva, OH
Past

October 11, 2011 - December 7, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
MINERVA, OH
Past

October 11, 2011 - December 7, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
MINERVA, OH
Past

September 15, 2008 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
CARROLLTON, OH
Past

August 27, 2008 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

November 8, 1988 - August 3, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

May 18, 1987 - February 26, 1988

BEACHWOOD INVESTMENT CORPORATION

BD
CRD#: 16840
Past

January 7, 1987 - April 22, 1987

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
Past

February 19, 1986 - March 17, 1986

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(8/18/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GF
GREENPORT FINANCIAL ADVISERS INC.
GREENPORT FINANCIAL ADVISERS INC | NAVIGATOR FINANCIAL ADVISERS INC | GREENPORT FINANCIAL ADVISRES INC. | GREENPORT FINANCIAL ADVISERS INC.

CRD#: 105328 / SEC#: 801-35397

RIA
Registered Investment Advisory firm - (6/26/2012 Terminated)
Ohio
Registered Investment Advisory firm - (6/12/2012 Approved)
Texas
Registered Investment Advisory firm - (1/7/2014 Conditional Restricted)
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Contact information


Main Address
1376 S. Main St, North Canton, OH 44720
Mailing Address
Phone number
(330) 433-1800
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts303
AUM (Assets Under Management)$ 66,078,167

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENPORT FINANCIAL ADVISERS INC.

CRD#: 105328Minerva, OH 44657

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