Steven L. Yost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lawrence Yost was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1995 - February 26, 1998
PROTECTIVE GROUP SECURITIES CORPORATION
July 7, 1994 - September 12, 1995
TUSCHNER & COMPANY, INC.
September 7, 1993 - January 26, 1994
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
July 19, 1993 - August 26, 1993
HAMILTON INVESTMENTS, INC.
June 2, 1992 - July 19, 1993
CRAIG-HALLUM, INC.
August 2, 1991 - May 21, 1992
MILLER JOHNSON STEICHEN KINNARD, INC.
November 21, 1988 - July 12, 1991
HAYNE, MILLER FINANCIAL, INC.
August 3, 1988 - November 22, 1988
FUNDAMENTAL EQUITIES CORP.
September 21, 1987 - August 22, 1988
MCCLEES INVESTMENTS, INC.
January 13, 1987 - September 25, 1987
TWIN CITY SECURITIES, INC.
October 15, 1986 - January 16, 1987
ENGLER-BUDD & COMPANY INC.
August 13, 1986 - October 24, 1986
DOUGHERTY DAWKINS LLC
May 21, 1986 - May 23, 1986
COLLIERS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROTECTIVE GROUP SECURITIES CORPORATION
CRD#: 6757 / SEC#: , 8-13260
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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