PS
Paul D. Schrette
MADISON AVENUE SECURITIES
Lewiston, ID 83501
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CRD#: 1447914
PS
Professional summary
Paul Dennis Schrette is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Lewiston, Idaho.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). NAME OF BUSINESS: SCHRETTE & LEE FINANCIAL SERVICES, INC. DBA SCHRETTE & LEE WEALTH MANAGEMENT POSITION: OWNER & PRESIDENT NATURE: INVESTMENT RELATED ACTIVITIES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 MONTHLY INVESTMENT RELATED HOURS: 160 MONTHLY START DATE: 05/2002; DBA START 02/01/2013 ADDRESS: 95% OF TIME AT 1875 N LAKEWOOD DR., SUITE 102, COEUR D' ALENE, ID 83814 AND 5% OF TIME AT 1407 16TH AVENUE, LEWISTON ID 83501 DESCRIPTION: PERFORM DUTIES RELATED TO INVESTMENT ADVICE AS REGISTERED REPRESENTATIVE AND AN IAR INDEPENDENT INSURANCE AGENT, FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,12/11/2006, SALES OF FIXED INSURANCE PRODUCTS 2). NAME OF BUSINESS: SLKF, LLC,YES,1407 16TH AVENUE, LEWISTON, ID 83501,REAL ESTATE HOLDING COMPANY,PART OWNER,02/01/2007,4 HOURS A MONTH, ENTITY FOR HOLDING REAL ESTATE PURCHASES; NEGOTIATE TERMS OF SALE; MANAGE ANY RENTALS; DEVELOP PROPERTY. 3). NAME: SCHRETTE WEALTH MANGEMENT, LLC; INV RELATED: YES, NATURE: ENTITY SET UP TO RECEIVE COMPENSATION FROM SCHRETTE & LEE WEALTH MANAGENT, INC; ADDRESS:1875 N. LAKEWOOD DR, SUITE 102, COEUR D' ALENE, ID 83814; POSITION: OWNER; START DATE: 8/2020 .
CRS (Client Relationship Summary) - RIA
Click below to view Paul Dennis Schrette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Dennis Schrette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2012 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1407 16th Avenue Suite A, Lewiston, ID 83501Office #2: 1875 N Lakewood Drive Suite 102, Coeur D'alene, ID 83814RIA
BD
CRD#: 23224
Lewiston, ID
Current
August 7, 2012 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1407 16th Avenue Suite A, Lewiston, ID 83501Office #2: 1875 N Lakewood Drive Suite 102, Coeur D'alene, ID 83814RIA
BD
CRD#: 23224
Lewiston, ID
Past
June 11, 2009 - August 9, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LEWISTON, ID
Past
December 11, 2006 - August 9, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LEWISTON, ID
Past
December 9, 1999 - February 24, 2000
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 17, 1996 - December 23, 1997
UBL EQUITIES CORPORATION
BD
CRD#: 35034
SAN DIEGO, CA
Past
July 15, 1986 - July 25, 1996
ADMINISTRATIVE SYSTEMS, INC.
BD
CRD#: 13812
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2022)
RR
California(1/6/2022)
RR
Colorado(8/16/2013)
RR
Hawaii(11/10/2020)
RR
Idaho(8/7/2012)
IAR
Idaho(8/7/2012)
RR
Minnesota(9/30/2022)
RR
Montana(5/18/2023)
RR
New Mexico(4/6/2021)
RR
Ohio(11/4/2024)
RR
Oregon(10/16/2013)
RR
South Dakota(4/1/2021)
RR
Texas(8/26/2024)
RR
Utah(1/10/2022)
RR
Washington(8/7/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Lewiston, ID 83501TRUST BUT VERIFY
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