George T. Underhill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Townsend Underhill III, who also goes by Todd Underhill, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 4 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1990 - October 25, 1996
CHAUNER SECURITIES, INC.
April 5, 1989 - December 31, 1989
TOWER INVESTMENT GROUP, INC.
February 24, 1988 - April 5, 1989
TOWER INVESTMENT MANAGEMENT, INC.
January 29, 1986 - December 15, 1988
NF INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
