Kenneth C. Marshall

DEVELOPMENT GROUP LLC

White Plains, NY 10601

Some features on this profile are disabled

CRD#: 1447740

Professional summary

Kenneth Carsten Marshall, CFP®, who also goes by Kenneth Carston Marshall, is a registered financial advisor currently at DEVELOPMENT GROUP LLC located in White Plains, New York.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kenneth has worked at 1 firm and has passed the Series 65, Series 66 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Carston Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Carsten Marshall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

August 31, 2021 - Present

DEVELOPMENT GROUP LLC

Office #1: 75 S. Broadway, White Plains, NY 10601

RIA

CRD#: 167581

White Plains, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/11/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 6/25/1990

National Commodity Futures Examination

Current Firm

DEVELOPMENT GROUP LLC

CRD#: 167581 / SEC#:

New York

Registered Investment Advisory firm - (6/13/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

75 S. Broadway, White Plains, NY 10601

Mailing Address

Phone number

(914) 304-4217

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth C. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Carsten Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEVELOPMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2013

Series 66

Date: 4/11/2005

Series 3

Date: 6/25/1990

Current Firm

DEVELOPMENT GROUP LLC

Contact information

Documents

Red Flags

Company Information

DEVELOPMENT GROUP LLC

TRUST BUT VERIFY

Similar Advisors