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FM

Forrest W. Morrow

EVIDENCE BASED INVESTING
San Clemente, CA
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CRD#: 1447677
FM

Professional summary


Forrest Wendell Morrow III, who also goes by Forest Wendell Morrow III, is a registered financial advisor currently at EVIDENCE BASED INVESTING, LLC located in San Clemente, California.

Forrest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Forrest has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Forest Wendell Morrow Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I DO SOME FINANCIAL PLANNING FOR CLIENTS INCLUDING ESTATE PLANNING. I ALSO PROVIDE INSURANCE AND OTHER RISK MANAGEMENT SERVICES TO CLIENTS. HOWEVER, THESE PRODUCTS WILL BE SOLD THROUGH A DIFFERENT ENTITY.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Forrest Wendell Morrow III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 2, 2015 - Present

EVIDENCE BASED INVESTING, LLC

RIA
CRD#: 173395
San Clemente, CA
Past

February 21, 2003 - August 10, 2015

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
NEWPORT BEACH, CA
Past

October 14, 1992 - August 10, 2015

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/2/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/25/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EB
EVIDENCE BASED INVESTING, LLC
EVIDENCE BASED INVESTING, LLC | IMAI, MAYUKO

CRD#: 173395 / SEC#:

California
Registered Investment Advisory firm - (1/1/2015 Approved)
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Contact information


Main Address
San Clemente, CA
Mailing Address
Phone number
(949) 272-5657
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EVIDENCE BASED INVESTING, LLC

CRD#: 173395San Clemente, CA

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