Lisa W. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Williams Davis, who also goes by Lisa Williams Hall, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1986. Lisa had worked at 7 firms and has passed the Series 63, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2003 - March 23, 2023
WOODMONT ADVISORY GROUP, INC.
September 9, 1997 - October 20, 1998
LEFLEUR CAPITAL CORP.
January 23, 1996 - September 20, 1997
DELTA CAPITAL SECURITIES CORPORATION
August 8, 1989 - July 15, 1994
INVESTACORP, INC.
March 2, 1989 - August 15, 1989
FEDERATION FOR FINANCIAL INDEPENDENCE
May 10, 1988 - December 31, 1988
FSC SECURITIES CORPORATION
January 23, 1986 - March 8, 1988
J.C. BRADFORD & CO.
Primary Firm SEC Registration
WOODMONT ADVISORY GROUP, INC.
CRD#: 112276 / SEC#: 801-113349
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODMONT ADVISORY GROUP, INC.
CRD#: 112276 / SEC#: 801-113349
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 125,441,866 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
