William A. Galiga
Professional summary
William Allen Galiga, CFP®, who also goes by Bill Galiga, is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Hillsboro, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Allen Galiga's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 1995 - Present
FIRST WESTERN SECURITIES, INC.
Office #1: 108 North Waco, Hillsboro, TX 76645May 16, 1986 - April 28, 1995
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/1996)
Exams
FINRA
Current Firm
FIRST WESTERN SECURITIES, INC.
CRD#: 19537 / SEC#: 801-70430, 8-37613
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 41,715,412 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST WESTERN SECURITIES, INC.
CRD#: 19537Hillsboro, TX 76645TRUST BUT VERIFY
Monitor William Galiga
Get automatic monthly alerts on:
