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Gregary Logan Lee

CRD# 1447309·Registered 1986 - 2019
Previously Registered: Being a previously registered professional could mean that Gregary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregary Logan Lee, who also goes by Greg Logan Lee, Greg Lee, Gregory Logan Lee, was a registered financial advisor. Gregary was a previously registered financial professional and started their career in finance 1986 - 2019. Gregary had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 3, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Logan Lee, Greg Lee, Gregory Logan Lee

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

HOVDE GROUP, LLCPast·CRD# 25425
BD
Inverness, IL
January 6, 2018 - May 1, 2019
CANTELLA & CO., INC.Past·CRD# 13905
BD
Birmingham, AL
April 11, 2014 - September 17, 2014
SOUTHSTATE SECURITIES CORP.Past·CRD# 6950
BD
Birmingham, AL
July 19, 2011 - September 5, 2013
NEXITY FINANCIAL SERVICES, INC.Past·CRD# 144048
BD
Birmingham, AL
January 20, 2009 - April 5, 2011
AMSOUTH INVESTMENT SERVICES, INC.Past·CRD# 15692
BD
May 17, 1990 - November 15, 1993
FIRST BIRMINGHAM SECURITIES CORPORATIONPast·CRD# 4314
BD
October 13, 1989 - April 3, 1990
BBVA COMPASS INVESTMENT SOLUTIONS, INCPast·CRD# 17086
BD
May 19, 1986 - July 12, 1988

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Current Firm

HG
HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: 8-41597
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone Number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN1907781
HOVDE, KIRK STEVENCHIEF EXECUTIVE OFFICER5552791
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
CORSO, MICHAEL PATRICKPRINCIPAL AND HEAD OF DEPOSITORIES4978946
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2018About the Series 79 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 1997About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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