FD
Francisco M. De La Camara
UCAP AMERICAS
Miami, FL 33131
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CRD#: 1447088
FD
Professional summary
Francisco Miguel De La Camara, who also goes by Francisco Miguel Delacamara, Frank Delacamara, is a registered financial advisor currently at UCAP AMERICAS located in Miami, Florida and UCAP AMERICAS located in Miami, Florida.
Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Francisco has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Francisco Miguel Delacamara | Frank Delacamara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Financial Advisor at UCAP Asset Management, LLC; Affiliated Investment Adviser Firm; Investment Related; Start Date: 09/22/2021; Address: Miami, FL (Shared Location with BD) 2) Francisco is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Conflict of interests may take place when trades executed for advisory clients' portfolio being directed to UCAP Securities LLC. UCAP Asset Management, LLC Compliance Manual addresses this and other applicable potential conflicts of interests with respective policies and procedures in place. In general, IAR does not receive additional compensation for directing trades to the affiliated broker-dealer. 3.) Frank is owner of TRICAM ADVISORS LLC, a company established in Florida. The company was created to receive his remuneration from UCAP Asset Management. He may also subscribe to various information services through this company. TRICAM ADVISORS LLC has no commercial activity, and the time Frank spends in this OBA is 5% or less. 3.) Mr. De la Camara is an Advisor for Itera.Health Corp., a digital healthcare provider based in Miami, Florida. He helps sourcing and introducing individuals in the medical industry that can assist the company to grow and advises the company on corporate structure, ethical issues, etc. He has no salary or commissions. His compensation is composed of a vested Restricted Stock Award, and other stock and options awards in the future. He will spend 2.5% of his time in this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Francisco Miguel De La Camara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2021 - Present
UCAP AMERICAS
Office #1: 1221 Brickell Avenue Suite 2040, Miami, FL 33131RIA
CRD#: 170846
Miami, FL
Current
September 24, 2021 - Present
UCAP AMERICAS
Office #1: 1221 Brickell Avenue Suite 2040, Miami, FL 33131BD
CRD#: 173643
Miami, FL
Past
October 1, 2014 - September 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
October 1, 2014 - September 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MIAMI, FL
Past
July 7, 2004 - October 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMI, FL
Past
February 19, 1986 - October 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UCAP AMERICAS
UCAP AMERICAS | UNION CAPITAL GROUP | UCAPAMERICAS | UCAP ASSET MANAGEMENT LLC
CRD#: 170846 / SEC#: 801-79625
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/24/2021)
RR
Colorado(9/24/2021)
IAR
Florida(10/6/2021)
RR
Florida(10/25/2021)
RR
Georgia(8/11/2022)
RR
Texas(9/24/2021)
RR
Virginia(9/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 3/10/1986
Foreign Currency Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UCAP AMERICAS
UCAP AMERICAS | UNION CAPITAL GROUP | UCAPAMERICAS | UCAP ASSET MANAGEMENT LLC
CRD#: 170846 / SEC#: 801-79625
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Mailing Address
1221 Brickell Ave Suite 2040, Miami, FL 33131
Phone number
(646) 809-3600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 165,941,851 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UCAP AMERICAS
CRD#: 170846Miami, FL 33131TRUST BUT VERIFY
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