Thomas R. Podlesny

CORTLAND ASSOCIATES

Naples, FL 34108

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CRD#: 1447010

Professional summary

Thomas Raymond Podlesny is a registered financial advisor currently at CORTLAND ASSOCIATES INC located in Naples, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Thomas has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Porcelain Managers, Xiling Group, Xiling Jingli LLC, Xuan Yong Group LLC 10880 Baur Blvd, #131, St. Louis, MO 63132 Tom Podlesny is a managing member of the above listed. These entities have been managing investments in Chinese antiquities since 2005. He devotes about five hours/month, in which he devotes about 2 hours of that during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Raymond Podlesny's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 1997 - Present

CORTLAND ASSOCIATES INC

Office #1: 999 Vanderbilt Beach Road Suite 200, Naples, FL 34108Office #2: 8000 Maryland Avenue 15th Floor, St. Louis, MO 63105

RIA

CRD#: 104681

Naples, FL

Past

April 22, 1991 - October 6, 1992

LAKEVIEW SECURITIES CORPORATION

CRD#: 17500

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORTLAND ASSOCIATES INC

CORTLAND ASSOCIATES INC | CORTLAND ASSOCIATES, INC.

CRD#: 104681 / SEC#: 801-34183

RIA

Registered Investment Advisory firm - (4/20/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/25/2015)

IAR

Missouri
(12/2/1997)

IAR

Texas
(4/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1991

General Securities Representative Examination

Current Firm

CORTLAND ASSOCIATES INC

CORTLAND ASSOCIATES INC | CORTLAND ASSOCIATES, INC.

CRD#: 104681 / SEC#: 801-34183

RIA

Registered Investment Advisory firm - (4/20/1989 Approved)

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Contact information

Main Address

8000 Maryland Avenue, Suite 730, St. Louis, MO 63105

Mailing Address

Phone number

(314) 726-6164

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORTLAND ASSSOCIATES, INC. (3/27/2025)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 1,001,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas R. Podlesny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Raymond Podlesny's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORTLAND ASSOCIATES INC

LAKEVIEW SECURITIES CORPORATION

Primary Firm SEC Registration

CORTLAND ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1993

Series 7

Date: 4/19/1991

Current Firm

CORTLAND ASSOCIATES INC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORTLAND ASSOCIATES INC

TRUST BUT VERIFY

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