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Robert Anthony Drust

CRD# 1446788·Registered 1989 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anthony Drust, who also goes by Bob Drust, Robert Drust, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1989 - 2017. Robert had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Drust, Robert Drust

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MKM PARTNERS LLC·CRD# 114666
BD
Newport Beach, CA
March 28, 2016 - April 19, 2017
B. RILEY & CO., LLC·CRD# 40355
BD
Newport Beach, CA
August 6, 2013 - March 17, 2016
GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
Costa Mesa, CA
June 27, 2013 - July 30, 2013
CROWELL, WEEDON & CO.·CRD# 193
BD
Dana Point, CA
November 2, 2005 - June 20, 2013
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
March 4, 2002 - October 31, 2005
THOMAS WEISEL PARTNERS LLC·CRD# 46237
BD
San Francisco, CA
August 11, 2000 - February 26, 2002
WELLINGTON SALES CORP.·CRD# 7144
BD
Boston, MA
August 2, 1999 - July 20, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 6, 1995 - May 8, 1998
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
September 14, 1992 - August 29, 1995
D.A. DAVIDSON & CO.·CRD# 199
BD
Great Falls, MT
August 15, 1989 - September 9, 1992

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Current Firm

MP
MKM PARTNERS LLC

AXE & CO. LLC | MKM PARTNERS LLC

CRD#: 114666 / SEC#: 8-53436
BD
Terminated by SEC on 04/24/2023

Contact Information

Established

Connecticut since 11/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ROTH CAPITAL PARTNERS, LLC100% OWNER15407
MESSINA, STEVEN LOUISCO-FOUNDER, CO-CHAIRMAN, CCO1632057

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2005

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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