Timothy M. Mahoney
Professional summary
Timothy Michael Mahoney, who also goes by Timothy Michael Mahoney, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Cleveland, Ohio.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Mahoney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Michael Mahoney's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1900 E. 9th Street (osj), Cleveland, OH 44114November 21, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1900 E. 9th Street (osj), Cleveland, OH 44114October 15, 2021 - August 4, 2023
ETC BROKERAGE SERVICES, LLC
September 28, 2011 - November 18, 2019
PNC CAPITAL ADVISORS LLC
November 3, 2009 - December 5, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
December 7, 2007 - October 30, 2009
NATCITY INVESTMENTS, INC.
January 20, 2005 - October 30, 2009
NATCITY INVESTMENTS, INC.
February 18, 2004 - August 26, 2004
MGI FUNDS DISTRIBUTORS, LLC
February 18, 2004 - August 26, 2004
BLACKROCK DISTRIBUTORS, INC
February 18, 2004 - August 26, 2004
STERLING CAPITAL DISTRIBUTORS, LLC
December 19, 2003 - August 3, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
January 15, 2003 - October 28, 2003
KEYBANC CAPITAL MARKETS INC.
January 9, 2003 - January 16, 2003
FORESIDE DISTRIBUTION SERVICES, L.P.
June 20, 2002 - December 31, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.
May 14, 1999 - December 7, 2001
KEYBANC CAPITAL MARKETS INC.
March 3, 1995 - May 14, 1999
KEY INVESTMENTS INC.
January 10, 1994 - March 3, 1995
SOCIETY INVESTMENTS, INC.
July 31, 1993 - January 14, 1994
CITIGROUP GLOBAL MARKETS INC.
June 1, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
May 3, 1990 - June 10, 1992
NATIONAL CITY INVESTMENTS CORPORATION
October 26, 1988 - May 3, 1990
MORGAN STANLEY DW INC.
February 21, 1986 - May 3, 1990
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2025)
(11/21/2024)
(11/21/2024)
Exams
Series 8
Date: 7/3/1989
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
