Rhonda K. Morey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Kay Morey, who also goes by Rhonda Kay Elfman, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1985. Rhonda had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2010 - March 28, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 1, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
October 14, 2004 - March 11, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 14, 2004 - March 28, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 19, 1999 - May 16, 2003
UNION PLANTERS INVESTMENT ADVISORS, INC.
October 19, 1999 - May 28, 2003
PFIC SECURITIES CORPORATION
September 14, 1998 - August 27, 1999
FIRST UNION BROKERAGE SERVICES, INC.
February 1, 1996 - July 23, 1997
FIRST HORIZON ADVISORS, INC.
February 2, 1994 - January 31, 1996
JMC INVESTMENT SERVICES, INC.
December 22, 1988 - January 28, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
March 5, 1986 - August 30, 1988
TEXAS INDEPENDENT SECURITIES, INC.
December 17, 1985 - February 12, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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