Jeffrey L. Rupp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lynn Rupp was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
November 25, 2013 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
September 22, 2011 - February 26, 2016
STOREHOUSE FINANCIAL
September 14, 2011 - November 14, 2013
INNOVATION PARTNERS LLC
September 22, 2010 - June 1, 2011
SUNSET FINANCIAL SERVICES, INC.
September 20, 2010 - June 1, 2011
SUNSET FINANCIAL SERVICES, INC.
February 8, 2007 - September 21, 2010
MML INVESTORS SERVICES, LLC
February 8, 2007 - September 21, 2010
MML INVESTORS SERVICES, LLC
January 26, 2007 - February 21, 2007
ONEAMERICA SECURITIES, INC.
October 28, 2005 - February 21, 2007
ONEAMERICA SECURITIES, INC.
October 27, 2000 - March 19, 2004
PRUCO SECURITIES, LLC.
April 11, 1986 - March 19, 2004
PRUCO SECURITIES, LLC.
December 10, 1985 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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