Jerry T. Swicegood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Todd Swicegood, who also goes by J. Todd Swicegood, was a registered financial advisor .
Jerry is a previously registered financial advisor and started their career in finance in 1985. Jerry had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - May 26, 2015
J.P. TURNER & COMPANY, L.L.C.
March 15, 2010 - May 26, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 19, 2009 - March 23, 2010
GUNNALLEN FINANCIAL, INC
May 19, 2009 - March 23, 2010
GUNNALLEN FINANCIAL, INC
September 21, 2006 - May 21, 2009
SYNERGY INVESTMENT GROUP, LLC
September 18, 2006 - May 21, 2009
SYNERGY INVESTMENT GROUP, LLC
May 25, 2005 - August 7, 2006
GROVE POINT INVESTMENTS, LLC
May 25, 2005 - August 7, 2006
GROVE POINT INVESTMENTS, LLC
October 16, 2003 - June 2, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 24, 2003 - June 2, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 31, 2001 - July 28, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 14, 1987 - July 28, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 4, 1987 - April 28, 1987
KEOGLER, MORGAN & COMPANY, INC.
December 23, 1985 - January 15, 1987
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
