Kevin G. Albrecht

NOVEM GROUP

East Bridgewater, NJ 08807

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CRD#: 1446140

Professional summary

Kevin Glenn Albrecht, who also goes by Kev Albrecht, Kevin Glen Albrecht, Kevin Albrecht, is a registered financial advisor currently at NOVEM GROUP located in East Bridgewater, New Jersey and OSAIC WEALTH, INC. located in Bridgewater, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 20 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kev Albrecht | Kevin Glen Albrecht | Kevin Albrecht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDIVIDUAL INSURANCE SALES, NOT INVESTMENT-RELATED, INSURANCE AGENT, START DATE 1/1994, 1 HR/MONTH TOTAL, 1 HR/MONTH DURING MARKET HRS NOVEM GROUP - RIA, INVESTMENT-RELATED, START DATE 4/2022, 20 HRS/WEEK, 80 HRS/MONTH DURING MARKET HRS OSAIC WEALTH, INC. - REGISTERED REPRESENTATIVE, INVESTMENT-RELATED, START DATE 10/2024, 150 HRS/MONTH DURING TRADING HOURS & TOTAL. 2. NOVEM GROUP POSITION: Financial Advisor NATURE: Novem Group is an RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2022 ADDRESS: 350 Linden Oaks, Ste 140, Rochester NY 14625, United States DESCRIPTION: Financial Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Glenn Albrecht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2022 - Present

NOVEM GROUP

Office #1: 1200 Route 22, Suite 2000, East Bridgewater, NJ 08807

RIA

CRD#: 158964

East Bridgewater, NJ

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1200 Route 22 East Suite 2000, Bridgewater, NJ 08807

RIA

CRD#: 23131

Bridgewater, NJ

Past

April 29, 2022 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

East Bridgewater, NJ

Past

July 21, 2021 - May 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRIDGEWATER, NJ

Past

July 21, 2021 - May 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

BRIDGEWATER, NJ

Past

June 10, 2020 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

BRIDGEWATER, NJ

Past

June 10, 2020 - July 21, 2021

WADDELL & REED

CRD#: 866

BRIDGEWATER, NJ

Past

January 21, 2014 - June 10, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

DUNELLEN, NJ

Past

November 19, 2012 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

DUNNELLEN, NJ

Past

November 19, 2012 - June 10, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

DUNNELLEN, NJ

Past

October 19, 2009 - August 22, 2012

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

FLEMINGTON, NJ

Past

October 19, 2009 - August 22, 2012

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

FLEMINGTON, NJ

Past

May 28, 2009 - October 22, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HILLSBOROUGH, NJ

Past

April 13, 2009 - October 22, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HILLSBOROUGH, NJ

Past

September 25, 2008 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BRIDGEWATER, NJ

Past

April 25, 2001 - May 16, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 21, 1998 - April 25, 2001

SUMMIT FINANCIAL SERVICES GROUP, INC.

CRD#: 7246

BETHLEHEM, PA

Past

May 22, 1996 - October 21, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

August 1, 1991 - February 8, 1995

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 14, 1990 - August 1, 1991

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

March 15, 1988 - August 3, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 15, 1988 - April 13, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 7, 1987 - February 26, 1988

ACUMENT SECURITIES, INC.

CRD#: 7661

Past

February 18, 1986 - October 19, 1987

UJB DISCOUNT BROKERAGE CO.

CRD#: 11537

Past

December 17, 1985 - February 8, 1986

EQUITABLE SECURITIES OF NEW YORK,INC.

CRD#: 14583

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVEM GROUP

AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC

CRD#: 158964 / SEC#: 801-72741

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

Georgia

Registered Investment Advisory firm - (10/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2024)

IAR

Florida
(7/21/2022)

Florida
(10/11/2024)

Maryland
(10/11/2024)

IAR

New Jersey
(5/13/2022)

New Jersey
(10/11/2024)

New York
(10/11/2024)

Pennsylvania
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NOVEM GROUP

AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC

CRD#: 158964 / SEC#: 801-72741

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

Georgia

Registered Investment Advisory firm - (10/28/2014 Terminated)

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Contact information

Main Address

350 Linden Oaks Suite 140, Rochester, NY 14625

Mailing Address

Phone number

(585) 348-9525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - HERENDEEN (3/24/2025)

ADV PART 2B - MURRAY (3/24/2025)

ADV PART 2B - BARTOLOTTA (3/24/2025)

ADV PART 2B - RACO (3/24/2025)

ADV PART 2B - ROEHRIG (3/24/2025)

ADV PART 2B - MANUEL (3/24/2025)

ADV PART 2B - ESTEVES (3/24/2025)

ADV PART 2B - MORGAN (3/24/2025)

ADV PART 2B - UGONE JAMES (3/24/2025)

ADV PART 2B - TOWER (3/24/2025)

ADV PART 2B - SIMONETTI (3/24/2025)

ADV PART 2B - DEAL (3/24/2025)

ADV PART 2B - BURKE (3/24/2025)

ADV PART 2B - PALUMBOS (3/24/2025)

ADV PART 2B - GERLACH (3/24/2025)

ADV PART 2B - LEAR (3/24/2025)

ADV PART 2B - GENTILE (3/24/2025)

ADV PART 2B - SPRINGER (3/24/2025)

ADV PART 2B - ALTIERI (3/24/2025)

ADV PART 2B - FROEHLICH (3/24/2025)

ADV PART 2B - GATTI (3/24/2025)

ADV PART 2B - WAGNER (3/24/2025)

ADV PART 2B - GIANCURSIO (3/24/2025)

ADV PART 2B - ALBRECHT (3/24/2025)

ADV PART 2B - REINERTSON (3/24/2025)

ADV PART 2B - TAYLOR (3/24/2025)

ADV PART 2B - UGONE GAVIN (3/24/2025)

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	5,074
AUM (Assets Under Management)	$ 1,413,641,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin G. Albrecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Glenn Albrecht's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

QUICK & REILLY, INC.

SUMMIT FINANCIAL SERVICES GROUP, INC.

FISERV INVESTOR SERVICES, INC.

IFMG SECURITIES, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

ACUMENT SECURITIES, INC.

UJB DISCOUNT BROKERAGE CO.

EQUITABLE SECURITIES OF NEW YORK,INC.

Primary Firm SEC Registration

NOVEM GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2008

Series 65

Date: 2/27/2002

Series 63

Date: 6/22/1988

SIE

Date: 10/1/2018

Series 7

Date: 9/23/2008

Series 24

Date: 5/15/1991

FINRA

Current Firm

NOVEM GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVEM GROUP

TRUST BUT VERIFY

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