Scot L. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scot Lyle Mccormick, who also goes by Scot L Mccormick, Scot Mccormick, was a registered financial professional .
Scot is a previously registered financial professional and started their career in finance in 1985. Scot had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - February 3, 2020
SCOT MCCORMICK LLC
October 19, 2005 - June 30, 2009
ADAGIO CAPITAL MANAGEMENT, LLC
May 22, 2003 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
April 25, 2003 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
May 28, 1997 - June 29, 1998
WELLS FARGO SECURITIES INC.
December 17, 1985 - August 14, 1987
DOMIK CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SCOT MCCORMICK LLC
CRD#: 146056 / SEC#: 801-68709
Contact information
Red Flags
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