JR
John J. Riley
CORNERSTONE INVESTMENT SERVICES
PROVIDENCE, RI 02916
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CRD#: 1445860
JR
Professional summary
John James Riley, AIF®, who also goes by John J. Riley, John James Riley Sr, is a registered financial advisor currently at CORNERSTONE INVESTMENT SERVICES located in Providence, Rhode Island.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John J. Riley | John James Riley Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORNERSTONE INVESTMENT SERVICES, LLC, 245 WATERMAN ST, PROVIDENCE, RI 02906; CORNERSTONE IS AN RIA DOING PORTFOLIO MNGMNT FOR INDIV, PENSION & PROFIT SHARING PLANS, TRUSTS, ESTATES, CHARITABLE ORGS & CORPORATIONS. ALL ADVISORY ACCOUNTS ARE HELD THROUGH CANTELLA'S PLATFORM. SINCE 05/1999. 2. LIFE INSURANCE AND FIXED ANNUITIES, ONE HOUR PER MONTH 1 DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SELLING , FOLLOW-UP AND SERVICING ACCOUNTS. 3. RENTAL INCOME OF OFFICE SPACE FOR CORNERSTONE INVESTMENTS. ABOUT 1 HOUR A MONTH IS DEVOTED TO THIS, NONE DURING TRADING HOURS. START DATE: 10/2007 4. 1320, Inc; Investment related: Yes; Location: 2130 Providence Way, Nevada, TX 75173; Description: 1320, Inc will own Cornerstone investment Services, LLC and will deal in non-investment related retail sales of goods.; Position Title: President; Responsibilities Duties: John Riley will run the day to day operations of 1320, Inc. ; Start date with business: 2021-12-15; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 5
CRS (Client Relationship Summary) - RIA
Click below to view John James Riley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 1, 2003 - Present
CORNERSTONE INVESTMENT SERVICES
Office #1: 245 Waterman Ave Ste 301, Providence, RI 02916RIA
CRD#: 129164
PROVIDENCE, RI
Past
June 6, 2019 - October 5, 2020
VESTECH SECURITIES, INC.
BD
CRD#: 41409
Poetry, TX
Past
November 25, 2002 - July 11, 2005
CANTELLA & CO., INC.
RIA
CRD#: 13905
PROVIDENCE, RI
Past
May 10, 1999 - June 4, 2019
CANTELLA & CO., INC.
BD
CRD#: 13905
PROVIDENCE, RI
Past
May 3, 1993 - May 24, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 19, 1986 - May 5, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/2/2012)
IAR
Maine(11/24/2015)
IAR
Massachusetts(10/10/2012)
IAR
Rhode Island(1/1/2003)
IAR
Texas(12/1/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CORNERSTONE INVESTMENT SERVICES
CORNERSTONE INVESTMENT SERVICES | CORNERSTONE MONEY MANAGEMENT | CORNERSTONE INVESTMENTS SERVICES LLC | CORNERSTONE INVESTMENT SERVICES LLC
CRD#: 129164 / SEC#: 801-66355
RIA
Registered Investment Advisory firm - (10/11/2012 Terminated)Connecticut
Registered Investment Advisory firm - (10/30/2017 Terminated)Florida
Registered Investment Advisory firm - (10/2/2012 Approved)Maine
Registered Investment Advisory firm - (11/24/2015 Approved)Massachusetts
Registered Investment Advisory firm - (10/10/2012 Approved)Michigan
Registered Investment Advisory firm - (12/24/2013 Terminated)New Hampshire
Registered Investment Advisory firm - (11/16/2023 Terminated)New York
Registered Investment Advisory firm - (10/30/2017 Terminated)Rhode Island
Registered Investment Advisory firm - (3/21/2012 Approved)Texas
Registered Investment Advisory firm - (5/8/2012 Approved)Vermont
Registered Investment Advisory firm - (12/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
245 Waterman Street Suite 301, Providence, RI 02906
Mailing Address
Phone number
(401) 453-5550
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 52,853,238 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE INVESTMENT SERVICES
CRD#: 129164Providence, RI 02916TRUST BUT VERIFY
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