Robert S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stuart Cohen, who also goes by Bob Cohen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2007 - March 31, 2017
FINANCIAL STRATEGIES & WEALTH MANAGEMENT, LLC
April 25, 2005 - July 5, 2006
L.O. THOMAS & CO. INC.
September 8, 2004 - April 11, 2005
PARK AVENUE SECURITIES LLC
January 17, 2003 - November 20, 2003
QUICK & REILLY, INC.
September 5, 2002 - November 20, 2003
QUICK & REILLY, INC.
November 14, 1994 - March 28, 2001
JOSEPHTHAL & CO., INC.
January 21, 1986 - October 19, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL STRATEGIES & WEALTH MANAGEMENT, LLC
CRD#: 144301 / SEC#:
Contact information
Red Flags
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