Richard T. Matsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Thomas Matsey, CFP®, who also goes by Skip Matsey, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
August 26, 2020 - November 24, 2020
WEALTH QUEST PARTNERS, INC.
December 3, 2018 - July 10, 2020
ZENITH INVESTMENT MANAGEMENT, LLC
April 24, 2006 - January 30, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 23, 2005 - January 30, 2017
TD AMERITRADE, INC.
May 31, 2005 - January 30, 2017
TD AMERITRADE, INC.
June 4, 2004 - May 2, 2005
TD AMERITRADE, INC.
May 11, 2001 - December 31, 2003
HARRISDIRECT LLC
March 28, 1990 - May 29, 2001
CHARLES SCHWAB & CO., INC.
July 13, 1989 - March 12, 1990
ASB FINANCIAL SERVICES
August 25, 1988 - May 1, 1989
MORGAN STANLEY DW INC.
August 25, 1987 - August 9, 1988
PRUDENTIAL EQUITY GROUP, LLC
December 17, 1985 - July 18, 1987
GRIFFIN FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/11/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WEALTH QUEST PARTNERS, INC.
CRD#: 173545 / SEC#: 801-120879
Contact information
Red Flags
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