Gregory Canizio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Canizio was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2009 - October 31, 2012
GROVE POINT INVESTMENTS, LLC
October 1, 2008 - July 24, 2009
AURA FINANCIAL SERVICES, INC.
January 3, 2008 - September 30, 2008
LIVINGSTON MONROE CAPITAL GROUP INC.
March 28, 2006 - December 31, 2007
WELLSTONE SECURITIES, LLC
September 21, 2005 - March 31, 2006
RESOURCE HORIZONS GROUP LLC
October 29, 2003 - September 6, 2005
DUNWOODY BROKERAGE SERVICES, INC.
January 16, 2003 - October 20, 2003
PRIMEX
May 1, 1995 - December 31, 2002
FIRST MONTAUK SECURITIES CORP.
January 19, 1993 - December 22, 1994
GUARDIAN INVESTOR SERVICES LLC
July 24, 1986 - October 9, 1991
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
