Jeffrey Scott Warnkin

1. NAME OF BUSINESS:JEFFREY S. WARNKIN. 36610 DETROIT ROAD, AVON, OH 44011. 440-934-9181. THIS BUSINESS IS A SOLE PROPRIETOR. NATURE OF BUSINESS:INCOME TAX PREPARATION. TITLE:SOLE PROPRIETOR. DUTIES:PREPARATION AND REVIEW OF INDIVIDUAL INCOME TAX RETURNS. APPROX. # OF HOURS PER MONTH:120HOURS/MONTH (02/01 THROUGH 04/15). # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:5.FINANCIAL INTEREST IN THIS BUSINESS:YES, I AM THE OWNER AND SOLE PROPRIETOR. 2. American Financial Education Alliance (AFEA) Start Date: 01/01/2019. Address: 36610 Detroit Rd Avon, OH 44011. Title: Chapter President Hours Dedicated: 4 hrs/month during non-trading hours. Nature of Business: Conducting seminars to help eliminate financial illiteracy. There are no product sales or company names mentioned at these seminars and no compensation from AFEA is received. 3. JSW Financial LLC - Start Date: 01/01/2019. Address: 36610 Detroit Rd Avon, OH 44011. Sole Owner. Bookkeeping and payment of wages to self as sole member. Not investment related 5 hours per month 4. Name of Business: Jeffrey Warnkin Investment-Related Nature: No Address of the Other Business: 36610 Detroit Rd., Avon, OH 44011 Nature of the Other Business: Sales of fixed insurance products Position, Title, or Relationship: Sole owner Start Date of the Relationship: 01/2019 Approximate Number of Hours per Month Devoted: 15/hrs per week